James Dominianni

Company Name

BANK OF NEW YORK

Position Held

Senior Accountant

Dates

0000 - Present

Details

BANK OF NEW YORK, New York, NY 2000 - Present Senior Accountant Maintained daily accounting records and calculated daily net asset values for international and domestic equity and fixed income funds with net assets totaling $4B. Reviewed daily price exception reports EMS and resolved all breaks. Market values adjustment meeting escalation thresholds requirements are communicated to senior management and further monitored. Identified that an incorrect option was processed and worked with client to resolve trade discrepancy avoiding a significant net asset value error. Identified and resolved 1000 cash discrepancies from previous service provider for a new client which increased client satisfaction. Corrected and processed trade input which eliminated exposure to client and company. Produced time sensitive information for client which ensured regulatory requirements were met. Maintained multiple portfolios during periods of limited personnel ensuring no negative financial impact to company. Mentored and cross trained staff on various financial products resulting in increased productivity. Disseminated and expedited all client data during business cycle interruptions meeting client and company expectations.

Company Name

HSBC

Position Held

Associate

Dates

0000 - Present

Details

HSBC ASSET MANAGEMENT, New York, NY 1998 - 2000 Associate Operations Maintained daily cash positions for international and domestic accounts covering fixed income and equity Securities for accounts with net assets of $2B. Tracked all transactions including dividends, foreign currency exchanges and hedges processed trades to accounts. Performed monthly reconciliation between internal settlements system and custodian statements. Investigated and resolved settlement queries. Coordinated proper settlement of trades as liaison between settlement processing team and client services preventing potential significant finance charges due to trade undeliverables. Reduced operational risk, expedited trade settlement and minimized operational costs by assisting in implementing Straight Through Process trade executions. James Dominianni Two

Company Name

INDEPENDENT FINANCIAL

Position Held

ACCOUNTING CONSULTANT

Dates

0000 - Present

Details

INDEPENDENT FINANCIAL ACCOUNTING CONSULTANT, New York, NY 1996 - 1998 Provided financial consulting services for Salomon Brothers Asset Management, HSBC Asset Management and J.P. Morgan Investment Management. Supported multiple traders and their portfolios resulting in maintain portfolios and achieving overall objectives. Assigned to manage and work on special projects including updated ratings for municipal bonds held in portfolios which ensured proper allocation of ratings to follow company trading objectives which maximized client returns. Maintained monthly interest payments of variable rate demand notes which allocated interest rates to proper identifiers and reduced impact to company. Verified and maintained all fixed income security transaction records resulting in reducing trade related expenses. Maintained proper settlement of trades in in-house system ensuring compliance with objectives and reducing trading expenses. Maintained transactions records for foreign and domestic equities ensuring adherence to controls which resulted in minimal trade error expenses. Resolved trading discrepancies quickly to reduce trade related expenses. Performed tax liability analysis for offshore funds and estimated tax impact on foreign clients mitigating tax liability for prospective clients. Assisted with development and implementation of fund database which enabled estimation of revenue streams. Reduced overall interest costs by assisting with fund line of credit analysis models used by portfolio managers to minimize exposure.

Company Name

INTERNAL REVENUE SERVICE Fairfield

Position Held

Agent

Dates

0000 - Present

Details

INTERNAL REVENUE SERVICE, Fairfield, NJ 1995 - 1996 Agent Conducted field tax auditing. Interpreted tax laws and regulations. Prepared work papers detailing audit Initiatives taken. Conducted initial, intermediary and final interviews with taxpayers and reported on audit conclusions. Trained in Internal Revenue Code and its applications to business and personal income tax. Assessed adjustments to tax liability resulting from audits. Analyzed and documented detailed information pertaining to audits.

Company Name

DEAN WITTER REYNOLDS, INC

Dates

0000 - Present

Details

DEAN WITTER REYNOLDS, INC., New York, NY 1989 - 1995 Senior Mutual Fund Accountant Managed all accounting aspects of several tax exempt funds. Reported daily cash flow projections. Acted as liaison between managers and custodian bank, finding and communicating discrepancies in trades. Kept Portfolio Management informed of negative cash flows preventing finance/overdraft charges. Compiled monthly, quarterly and annual reports for management, directors and shareholders. Supervised and monitored staff accountants.